| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 就证券提供意见 | 2021-03-04 | - |
| Rep | 期货合约交易 | 2019-11-13 | - | |
| Rep | 证券交易 | 2019-11-13 | - | |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2015-08-25 | 2019-09-04 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2015-08-25 | 2019-09-04 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2015-08-25 | 2019-09-04 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2012-03-23 | 2015-08-06 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2008-10-30 | 2015-08-06 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2008-10-30 | 2015-08-06 |
已采集记录中暂无金管局登记。