| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | RO | 就证券提供意见 | 2019-07-16 | - |
| RO | 证券交易 | 2017-06-30 | - | |
| CITIC Securities Futures (HK) Limited | RO | 期货合约交易 | 2017-06-30 | - |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2015-07-28 | 2017-06-30 |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2015-07-28 | 2017-06-30 |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | 证券交易 | 2013-07-25 | 2015-06-20 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2011-06-02 | 2015-06-20 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2011-06-02 | 2015-06-20 |