| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | 期货合约交易 | 2013-05-28 | 2016-04-20 |
| Rep | 证券交易 | 2012-01-10 | 2016-04-20 | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2008-10-27 | 2011-12-08 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2008-03-18 | 2011-12-08 |
| Rep | 杠杆式外汇交易 | 2007-11-22 | 2011-12-08 |