| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2011-01-20 | 2013-06-13 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2010-07-27 | 2013-06-13 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2010-07-27 | 2013-06-13 |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2009-07-28 | 2010-06-19 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2009-07-28 | 2010-06-19 |