| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2021-05-18 | 2022-01-31 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2021-05-18 | 2022-01-31 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2005-06-17 | 2021-03-10 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2003-07-23 | 2021-03-10 |