| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2018-08-01 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2018-08-01 | - |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2018-07-12 | - |
| Guotai Junan FX Limited | Rep | 杠杆式外汇交易 | 2018-07-12 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2018-07-12 | - |
| iBest Investment Services Limited | Rep | 杠杆式外汇交易 | 2017-07-20 | 2018-06-11 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2012-08-30 | 2018-06-11 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2010-12-07 | 2018-06-11 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2010-12-07 | 2018-06-11 |