Lai, Dick Wai (SFC:AEJ001) 黎廸韋 Hong Kong SFC License Details (ID 82210)

Lai, Dick Wai (SFC:AEJ001) 黎廸韋 Hong Kong SFC License Details (ID 82210)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
SDIC SECURITIES (HONG KONG) LIMITED	Rep	就证券提供意见	2016-02-03	2024-01-25
	Rep	证券交易	2012-10-05	-
SDIC SECURITIES FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2012-10-05	-
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2010-04-15	2012-09-29
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	证券交易	2010-04-15	2012-09-29
HAI TONG SECURITIES (HK) BROKERAGE LIMITED	Rep	期货合约交易	2008-09-11	2011-05-03
	Rep	证券交易	2008-09-11	2011-05-03
BOCI SECURITIES LIMITED	Rep	期货合约交易	2006-09-25	2008-08-28
	Rep	证券交易	2006-09-25	2008-08-28
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	证券交易	2004-06-16	2006-09-19
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	期货合约交易	2004-06-16	2006-09-19
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	证券交易	2004-06-16	2006-09-19
BNP PARIBAS PEREGRINE FUTURES LIMITED	Rep	就期货合约提供意见	2003-04-01	2003-11-12
	Rep	提供资产管理	2003-04-01	2003-11-12
	Rep	期货合约交易	2003-04-01	2003-11-12
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	就机构融资提供意见	2003-04-01	2003-11-12
	Rep	就证券提供意见	2003-04-01	2003-11-12
	Rep	提供资产管理	2003-04-01	2003-11-12
	Rep	证券交易	2003-04-01	2003-11-12