Personnel Hong Kong SFC License Details (ID 82218)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
CATHAY SECURITIES (HONG KONG) LIMITED	RO	就证券提供意见	2019-03-06	-
	RO	证券交易	2018-10-15	-
	Rep	就证券提供意见	2018-08-31	2019-03-06
	Rep	证券交易	2018-07-26	2018-10-15
SBI E2-Capital Securities Limited	RO	期货合约交易	2017-02-21	2018-07-15
	RO	证券交易	2017-02-21	2018-07-15
Forwin Futures Group Limited	RO	期货合约交易	2016-09-22	2017-01-31
Forwin Securities Group Limited	RO	证券交易	2016-03-11	2017-01-31
	Rep	证券交易	2015-12-07	2016-03-11
SDIC SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2011-11-17	2015-11-13
SDIC SECURITIES FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2011-11-17	2015-11-13
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2010-04-13	2011-10-29
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	证券交易	2010-04-13	2011-10-29
HAI TONG SECURITIES (HK) BROKERAGE LIMITED	Rep	期货合约交易	2008-10-22	2011-05-03
	Rep	证券交易	2008-10-22	2011-05-03
Beevest Securities Limited	Rep	期货合约交易	2007-07-12	2008-10-20
	Rep	就机构融资提供意见	2003-04-01	2004-02-18
	Rep	就证券提供意见	2003-04-01	2004-02-18
	Rep	提供资产管理	2003-04-01	2004-02-18
	Rep	证券交易	2003-04-01	2008-10-20

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