| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CATHAY SECURITIES (HONG KONG) LIMITED | RO | 就证券提供意见 | 2019-03-06 | - |
| RO | 证券交易 | 2018-10-15 | - | |
| Rep | 就证券提供意见 | 2018-08-31 | 2019-03-06 | |
| Rep | 证券交易 | 2018-07-26 | 2018-10-15 | |
| SBI E2-Capital Securities Limited | RO | 期货合约交易 | 2017-02-21 | 2018-07-15 |
| RO | 证券交易 | 2017-02-21 | 2018-07-15 | |
| Forwin Futures Group Limited | RO | 期货合约交易 | 2016-09-22 | 2017-01-31 |
| Forwin Securities Group Limited | RO | 证券交易 | 2016-03-11 | 2017-01-31 |
| Rep | 证券交易 | 2015-12-07 | 2016-03-11 | |
| SDIC SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2011-11-17 | 2015-11-13 |
| SDIC SECURITIES FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2011-11-17 | 2015-11-13 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2010-04-13 | 2011-10-29 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2010-04-13 | 2011-10-29 |
| HAI TONG SECURITIES (HK) BROKERAGE LIMITED | Rep | 期货合约交易 | 2008-10-22 | 2011-05-03 |
| Rep | 证券交易 | 2008-10-22 | 2011-05-03 | |
| Beevest Securities Limited | Rep | 期货合约交易 | 2007-07-12 | 2008-10-20 |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2004-02-18 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-02-18 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-02-18 | |
| Rep | 证券交易 | 2003-04-01 | 2008-10-20 |
已采集记录中暂无金管局登记。