| HALCYON SECURITIES LIMITED | RO | 提供资产管理 | 2016-05-25 | - |
| RO | 就证券提供意见 | 2013-12-05 | - |
| RO | 期货合约交易 | 2013-09-12 | - |
| RO | 证券交易 | 2013-03-21 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2004-01-28 | 2013-03-16 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 就期货合约提供意见 | 2003-04-01 | 2003-08-28 |
| Rep | 提供资产管理 | 2003-04-01 | 2003-08-28 |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2003-08-28 |
| Rep | 期货合约交易 | 2003-04-01 | 2013-03-16 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-08-28 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-08-28 |
| Rep | 提供资产管理 | 2003-04-01 | 2003-08-28 |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2003-08-28 |
| Rep | 证券交易 | 2003-04-01 | 2013-03-16 |