Lau, Nim Cho 劉念祖 Hong Kong SFC License Details (ID 82226)

Lau, Nim Cho 劉念祖 Hong Kong SFC License Details (ID 82226)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
PHILLIP COMMODITIES (HK) LIMITED	Rep	期货合约交易	2026-05-11	-
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2026-05-11	-
Yuanta Securities (Hong Kong) Company Limited	Rep	期货合约交易	2024-05-16	2025-06-16
	Rep	证券交易	2024-05-16	2025-06-16
CIF Securities Futures Limited	Rep	证券交易	2018-11-22	2020-05-31
	Rep	期货合约交易	2018-10-26	2020-05-31
CIF Global Markets (HK) Limited	RO	杠杆式外汇交易	2018-05-17	2020-03-30
	Rep	杠杆式外汇交易	2018-04-16	2018-05-17
SBI FX Co., Limited	Rep	杠杆式外汇交易	2016-09-23	2018-04-04
Tung Shing Securities (Brokers) Limited	RO	杠杆式外汇交易	2014-07-07	2016-05-28
Tung Shing Futures (Brokers) Limited	Rep	期货合约交易	2013-02-25	2016-05-28
Tung Shing Securities (Brokers) Limited	Rep	杠杆式外汇交易	2013-02-25	2014-07-07
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2009-08-06	2013-02-06
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	杠杆式外汇交易	2009-08-06	2013-02-06
CES Forex (HK) Limited	Rep	杠杆式外汇交易	2006-11-17	2009-07-19
CES Commodities (HK) Limited	Rep	期货合约交易	2006-08-18	2009-07-19