| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Mighty Fountain Capital Limited | RO | 就证券提供意见 | 2021-10-27 | 2026-01-27 |
| RO | 提供资产管理 | 2021-10-27 | 2026-01-27 | |
| RO | 证券交易 | 2021-10-27 | 2026-01-27 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2020-10-23 | 2021-10-15 |
| Rep | 杠杆式外汇交易 | 2011-01-24 | 2019-12-24 | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2006-01-24 | 2021-10-15 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2006-01-24 | 2021-10-15 |