| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI Asset Management Limited | Rep | 提供资产管理 | 2025-01-28 | - |
| RO | 提供资产管理 | 2024-03-25 | 2025-01-28 | |
| KGI ASIA LIMITED | Rep | 就证券提供意见 | 2023-05-19 | - |
| Rep | 证券交易 | 2023-05-19 | - | |
| KGI Asset Management Limited | Rep | 提供资产管理 | 2023-05-19 | 2024-03-25 |
| ZEAL ASSET MANAGEMENT LIMITED | RO | 提供资产管理 | 2022-08-15 | 2023-03-17 |
| Rep | 提供资产管理 | 2021-03-19 | 2022-08-15 | |
| Rep | 就证券提供意见 | 2021-03-19 | 2023-03-17 | |
| Rep | 证券交易 | 2021-03-19 | 2023-03-17 | |
| dLab Asset Management Limited | RO | 就证券提供意见 | 2019-02-13 | 2021-01-03 |
| RO | 提供资产管理 | 2017-07-11 | 2021-01-03 | |
| Sprout Asset Management (Asia) Limited | RO | 提供资产管理 | 2017-03-07 | 2017-04-28 |
| Rep | 提供资产管理 | 2017-01-20 | 2017-03-07 | |
| KGI Asset Management Limited | RO | 提供资产管理 | 2016-05-06 | 2016-10-01 |
| LW Asset Management Advisors Limited | RO | 提供资产管理 | 2013-05-08 | 2015-10-20 |
| Standard Advisory Asia Limited | RO | 就期货合约提供意见 | 2007-03-09 | 2007-04-16 |
| RO | 就证券提供意见 | 2007-03-09 | 2007-04-16 | |
| RO | 期货合约交易 | 2007-03-09 | 2007-04-16 | |
| RO | 证券交易 | 2007-03-09 | 2007-04-16 | |
| BOCI SECURITIES LIMITED | RO | 期货合约交易 | 2005-10-06 | 2006-04-13 |
| BOCI ASIA LIMITED | RO | 证券交易 | 2004-12-03 | 2006-04-13 |
| BOCI SECURITIES LIMITED | RO | 证券交易 | 2004-12-03 | 2006-04-13 |
| BOCI COMMODITIES & FUTURES LIMITED | RO | 期货合约交易 | 2003-07-22 | 2006-04-13 |
| Rep | 就期货合约提供意见 | 2003-04-01 | 2003-06-10 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-06-10 | |
| Rep | 期货合约交易 | 2003-04-01 | 2003-07-22 | |
| BOCI SECURITIES LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-06-10 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-06-10 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-06-10 | |
| Rep | 证券交易 | 2003-04-01 | 2004-12-03 |
金管局记录暂时无法加载，请稍后重试。