Law, Ivan Chung Ming 羅頌明
证监会中央编号:ACD844
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Boom Securities (H.K.) Limited | RO | 期货合约交易 | 2018-04-03 | - |
| RO | 证券交易 | 2018-04-03 | - | |
| Win Securities Limited | RO | 证券交易 | 2018-04-03 | 2024-10-03 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 期货合约交易 | 2017-02-13 | 2017-09-30 |
| RO | 证券交易 | 2017-02-13 | 2017-09-30 | |
| RO | 杠杆式外汇交易 | 2017-02-13 | 2017-09-30 | |
| Tung Shing Securities (Brokers) Limited | RO | 证券交易 | 2016-07-19 | 2017-02-12 |
| RO | 杠杆式外汇交易 | 2013-10-22 | 2017-02-12 | |
| Tung Shing Futures (Brokers) Limited | Rep | 期货合约交易 | 2013-08-27 | 2017-02-12 |
| Tung Shing Securities (Brokers) Limited | Rep | 杠杆式外汇交易 | 2013-08-27 | 2013-10-22 |
| Rep | 证券交易 | 2013-08-27 | 2016-07-19 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | 杠杆式外汇交易 | 2011-08-10 | 2013-08-03 |
| Rep | 证券交易 | 2007-06-11 | 2013-08-03 | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2006-11-22 | 2013-08-03 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2006-09-15 | 2011-08-10 |