Personnel Hong Kong SFC License Details (ID 82245)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
CHINA XIN YONGAN FUTURES COMPANY LIMITED	Rep	就期货合约提供意见	2025-08-25	2026-06-09
	Rep	期货合约交易	2025-08-25	2026-06-09
XIN YONGAN INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED	Rep	就证券提供意见	2025-08-25	2026-06-09
XIN YONGAN INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	证券交易	2025-08-25	2026-06-09
CN FIRST INTERNATIONAL FUTURES LIMITED	RO	就期货合约提供意见	2024-07-08	2025-03-31
	RO	期货合约交易	2024-07-08	2025-03-31
	RO	就证券提供意见	2021-06-09	2025-03-31
	RO	证券交易	2021-06-09	2025-03-31
	Rep	期货合约交易	2021-04-13	2024-07-08
	Rep	证券交易	2021-03-22	2021-06-09
SUN GROWTH SECURITIES LIMITED	RO	证券交易	2019-10-04	2020-12-31
Sun Growth Futures Limited	Rep	期货合约交易	2018-10-03	2019-02-28
SUN GROWTH SECURITIES LIMITED	Rep	证券交易	2018-03-12	2019-10-04
Mason Securities Limited	Rep	证券交易	2016-07-28	2018-02-28
ZHONG ZHENG INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2016-07-28	2018-02-28
SINOPAC SECURITIES (ASIA) LIMITED	Rep	期货合约交易	2016-06-17	2016-07-24
	Rep	证券交易	2016-06-17	2016-07-24
Tung Shing Futures (Brokers) Limited	Rep	期货合约交易	2012-08-21	2016-07-24
Tung Shing Securities (Brokers) Limited	Rep	证券交易	2012-08-21	2016-07-24
	Rep	杠杆式外汇交易	2012-08-21	2016-07-24
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	杠杆式外汇交易	2007-02-27	2012-08-10
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2006-08-07	2012-08-10
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	证券交易	2006-08-07	2012-08-10

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