| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UNITED SIMSEN FOREX DEALERS LIMITED | Rep | 杠杆式外汇交易 | 2013-05-02 | 2015-05-23 |
| XinKong International Securities Limited | Rep | 期货合约交易 | 2013-05-02 | 2015-05-23 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2011-11-15 | 2013-04-22 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2010-02-11 | 2013-04-22 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2009-11-10 | 2013-04-22 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2009-08-18 | 2009-08-19 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2009-08-18 | 2009-08-19 |