| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMB INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2021-11-02 | - |
| CMB International Securities Limited | Rep | 证券交易 | 2021-11-02 | - |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期货合约交易 | 2021-04-08 | 2021-05-14 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 证券交易 | 2021-04-08 | 2021-05-14 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2011-01-24 | 2021-03-15 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2010-12-15 | 2021-03-15 |
| KGI ASIA LIMITED | Rep | 就证券提供意见 | 2008-09-16 | 2010-06-15 |
| Rep | 证券交易 | 2008-09-16 | 2010-06-15 |