| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Bonus Eventus Securities Limited | Rep | 证券交易 | 2016-09-14 | 2023-11-03 |
| IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | 期货合约交易 | 2013-03-18 | 2015-06-18 |
| Rep | 证券交易 | 2012-09-05 | 2015-06-18 | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2010-12-17 | 2012-07-20 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2010-12-17 | 2012-07-20 |
| Rep | 杠杆式外汇交易 | 2010-10-22 | 2012-07-20 | |
| Rakuten Securities Hong Kong Limited | Rep | 杠杆式外汇交易 | 2007-08-16 | 2010-07-02 |