| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2008-09-26 | 2020-01-07 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2008-09-26 | 2020-01-07 |
| BOCI SECURITIES LIMITED | Rep | 期货合约交易 | 2007-07-23 | 2008-09-06 |
| Rep | 证券交易 | 2007-07-23 | 2008-09-06 | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 就期货合约提供意见 | - | 2003-09-22 |
| Rep | 提供资产管理 | - | 2003-09-22 | |
| Rep | 提供自动化交易服务 | - | 2003-09-22 | |
| Rep | 期货合约交易 | - | 2007-07-03 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就机构融资提供意见 | - | 2003-09-22 |
| Rep | 就证券提供意见 | - | 2003-09-22 | |
| Rep | 提供资产管理 | - | 2003-09-22 | |
| Rep | 提供自动化交易服务 | - | 2003-09-22 | |
| Rep | 证券交易 | - | 2007-07-03 |