| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Win Securities Limited | Rep | 证券交易 | 2021-07-26 | 2024-10-03 |
| Boom Securities (H.K.) Limited | Rep | 证券交易 | 2016-12-13 | - |
| RO | 期货合约交易 | 2016-07-22 | - | |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2016-07-01 | 2016-07-20 |
| Rep | 证券交易 | 2014-05-09 | 2016-06-30 | |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2014-05-09 | 2016-07-20 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2014-05-09 | 2016-06-30 |
| ORIENT FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2013-06-25 | 2014-04-28 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2013-06-25 | 2014-04-28 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2005-02-16 | 2013-06-08 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2004-09-04 | 2013-06-08 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2004-05-10 | 2013-06-08 |
已采集记录中暂无金管局登记。