| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| LUK FOOK FUTURES (HK) LIMITED | Rep | 期货合约交易 | 2021-03-15 | 2025-11-18 |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | 证券交易 | 2021-03-15 | 2025-11-18 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2011-03-11 | 2019-11-19 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2008-07-29 | 2021-03-12 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2008-05-06 | 2021-03-12 |
| T G HOLBORN (HK) LIMITED | Rep | 就证券提供意见 | 2004-04-02 | 2006-01-12 |