| EMPEROR FUTURES LIMITED | Rep | 期货合约交易 | 2017-06-21 | - |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 证券交易 | 2017-06-21 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2010-09-13 | 2017-06-16 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2005-04-08 | 2017-06-16 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2005-04-08 | 2017-06-16 |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2004-04-27 | 2005-04-08 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2004-04-27 | 2005-04-08 |
| EMPEROR FUTURES LIMITED | Rep | 就期货合约提供意见 | 2003-04-01 | 2004-04-16 |
| Rep | 提供资产管理 | 2003-04-01 | 2004-04-16 |
| Rep | 期货合约交易 | 2003-04-01 | 2004-04-16 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-04-16 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-04-16 |
| Rep | 提供资产管理 | 2003-04-01 | 2004-04-16 |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2004-04-16 |
| Rep | 证券交易 | 2003-04-01 | 2004-04-16 |