Personnel Hong Kong SFC License Details (ID 82293)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Linkways Investment Management Limited	RO	期货合约交易	2024-07-19	-
Linkways Asset Management Limited	RO	提供资产管理	2024-03-19	-
Linkways Investment Management Limited	RO	就证券提供意见	2024-03-19	-
	RO	证券交易	2024-03-19	-
Linkways Asset Management Limited	Rep	提供资产管理	2024-02-16	2024-03-19
Linkways Investment Management Limited	Rep	就证券提供意见	2024-02-16	2024-03-19
	Rep	证券交易	2024-02-16	2024-03-19
	Rep	期货合约交易	2024-02-16	2024-07-19
MFG Limited (HK)	Rep	就期货合约提供意见	2018-08-17	2023-09-30
	Rep	就证券提供意见	2018-08-17	2023-09-30
	Rep	提供资产管理	2018-08-17	2023-09-30
	Rep	期货合约交易	2018-04-16	2023-09-30
	Rep	证券交易	2018-04-16	2023-09-30
BOCI SECURITIES LIMITED	Rep	杠杆式外汇交易	2014-05-30	2014-11-26
	Rep	期货合约交易	2014-05-30	2018-04-06
	Rep	证券交易	2014-05-30	2018-04-06
HSBC BROKING FOREX (ASIA) LIMITED	Rep	杠杆式外汇交易	2011-09-23	2014-03-27
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	期货合约交易	2011-09-23	2014-03-27
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	证券交易	2011-09-23	2014-03-27
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	杠杆式外汇交易	2009-10-16	2011-09-09
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2009-08-10	2011-09-09
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	证券交易	2009-08-10	2011-09-09

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