| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2021-03-29 | - |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2021-03-29 | - |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2018-04-06 | 2021-02-26 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2017-12-14 | 2021-02-26 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2007-10-24 | 2012-08-02 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2007-06-22 | 2012-08-02 |