| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| EMPEROR FUTURES LIMITED | RO | 就期货合约提供意见 | 2023-01-05 | 2025-04-24 |
| Emperor Wealth Management Limited | RO | 就证券提供意见 | 2023-01-05 | 2025-04-24 |
| RO | 证券交易 | 2023-01-05 | 2025-04-24 | |
| Emperor Asset Management Limited | RO | 提供资产管理 | 2022-07-11 | 2025-04-24 |
| EMPEROR FUTURES LIMITED | RO | 期货合约交易 | 2022-07-11 | 2025-04-24 |
| EMPEROR SECURITIES LIMITED (HK) | RO | 就证券提供意见 | 2022-07-11 | 2025-04-24 |
| RO | 证券交易 | 2022-07-11 | 2025-04-24 | |
| Emperor Asset Management Limited | Rep | 提供资产管理 | 2022-02-28 | 2022-07-11 |
| EMPEROR FUTURES LIMITED | Rep | 期货合约交易 | 2022-02-28 | 2022-07-11 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 就证券提供意见 | 2022-02-28 | 2022-07-11 |
| Rep | 证券交易 | 2022-02-28 | 2022-07-11 | |
| ARTA GLOBAL MARKETS LIMITED | RO | 就证券提供意见 | 2018-01-16 | 2021-09-06 |
| RO | 提供资产管理 | 2018-01-16 | 2021-09-06 | |
| Arta Corporate Advisory Limited | RO | 就机构融资提供意见 | 2017-12-07 | 2021-09-06 |
| Arta Global Futures Limited | RO | 期货合约交易 | 2016-11-29 | 2021-09-06 |
| ARTA GLOBAL MARKETS LIMITED | RO | 证券交易 | 2016-11-29 | 2021-09-06 |
| Arta Global Futures Limited | Rep | 期货合约交易 | 2016-10-20 | 2016-11-29 |
| ARTA GLOBAL MARKETS LIMITED | Rep | 证券交易 | 2016-10-20 | 2016-11-29 |
| THOMAS GLOBAL FINANCIAL SERVICES LIMITED | RO | 证券交易 | 2016-08-25 | 2016-09-30 |
| Mason Securities Limited | RO | 就证券提供意见 | 2016-07-12 | 2016-09-30 |
| RO | 证券交易 | 2016-07-12 | 2016-09-30 | |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | RO | 期货合约交易 | 2016-07-12 | 2016-09-30 |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2015-08-25 | 2015-09-25 |
| Rep | 期货合约交易 | 2015-08-25 | 2015-09-25 | |
| Rep | 证券交易 | 2015-08-25 | 2015-09-25 | |
| Mason Securities Limited | RO | 就证券提供意见 | 2013-10-29 | 2015-08-14 |
| RO | 证券交易 | 2013-04-15 | 2015-08-14 | |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | RO | 期货合约交易 | 2013-04-15 | 2015-08-14 |
| Mason Securities Limited | Rep | 证券交易 | 2012-07-05 | 2013-04-15 |
| Rep | 就证券提供意见 | 2012-07-05 | 2013-10-29 | |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2012-07-05 | 2013-04-15 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2012-02-27 | 2012-05-08 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2011-05-16 | 2012-05-08 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2011-03-30 | 2012-05-08 |
| Rep | 证券交易 | 2011-03-30 | 2012-05-08 | |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | RO | 期货合约交易 | 2011-01-24 | 2011-02-15 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | RO | 证券交易 | 2010-10-27 | 2011-02-15 |
| Rep | 就证券提供意见 | 2010-08-16 | 2011-02-15 | |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期货合约交易 | 2009-12-22 | 2011-01-24 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2009-12-22 | 2010-10-27 |
| WING FUNG FINTECH LIMITED | Rep | 杠杆式外汇交易 | 2009-10-07 | 2009-12-01 |
| WING FUNG FUTURES LIMITED | Rep | 期货合约交易 | 2009-10-07 | 2009-12-01 |
| WING FUNG SECURITIES LIMITED | Rep | 证券交易 | 2009-10-07 | 2009-12-01 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2004-07-28 | 2009-10-01 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 就期货合约提供意见 | - | 2003-10-06 |
| Rep | 提供资产管理 | - | 2003-10-06 | |
| Rep | 提供自动化交易服务 | - | 2003-10-06 | |
| Rep | 期货合约交易 | - | 2009-10-01 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就机构融资提供意见 | - | 2003-09-29 |
| Rep | 提供资产管理 | - | 2003-09-29 | |
| Rep | 提供自动化交易服务 | - | 2003-09-29 | |
| Rep | 就证券提供意见 | - | 2003-10-06 | |
| Rep | 证券交易 | - | 2009-10-01 |
已采集记录中暂无金管局登记。