| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2021-03-31 | 2021-07-02 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2021-03-31 | 2021-07-02 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 就期货合约提供意见 | 2010-07-30 | 2012-03-14 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2010-07-30 | 2012-03-14 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2008-03-10 | 2021-03-10 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2008-03-10 | 2019-11-19 |
| Rep | 证券交易 | 2008-03-10 | 2021-03-10 |