| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| RHB FUTURES HONG KONG LIMITED | Rep | 期货合约交易 | 2013-04-29 | 2015-01-14 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2013-04-29 | 2015-01-14 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2009-01-05 | 2013-04-19 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2009-01-05 | 2013-04-19 |