Tam, Joe Tsz Wing 譚子泳 SFC Licences and HKMA Registrations (ID 82318)

Tam, Joe Tsz Wing 譚子泳 SFC Licences and HKMA Registrations (ID 82318)

关键资料牌照与登记公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
KGI ASIA LIMITED	Rep	证券交易	2021-04-27	-
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2021-04-27	-
iBest Investment Services Limited	Rep	杠杆式外汇交易	2017-07-26	2019-01-25
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2007-06-05	2021-04-14
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	杠杆式外汇交易	2007-06-05	2019-10-16
	Rep	证券交易	2007-06-05	2021-04-14
CINDA INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2005-08-29	2007-05-16
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	杠杆式外汇交易	2005-08-29	2007-05-16
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	证券交易	2005-08-29	2007-05-16
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	证券交易	2004-09-07	2005-08-15
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	杠杆式外汇交易	2004-01-02	2005-08-15
	Rep	就期货合约提供意见	2003-04-01	2003-06-11
	Rep	提供资产管理	2003-04-01	2003-06-11
	Rep	期货合约交易	2003-04-01	2005-08-15
CHINA EVERBRIGHT FOREX LIMITED	Rep	杠杆式外汇交易	2003-04-01	2004-03-19

金管局登记

金管局有关人士登记与证监会牌照独立展示。EO 表示主管人员。

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已采集记录中暂无金管局登记。