| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2021-04-27 | - |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2021-04-27 | - |
| iBest Investment Services Limited | Rep | 杠杆式外汇交易 | 2017-07-18 | 2019-01-25 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 提供资产管理 | 2004-01-29 | 2009-08-03 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2004-01-29 | 2019-10-16 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 就期货合约提供意见 | 2003-04-01 | 2003-10-06 |
| Rep | 提供资产管理 | 2003-04-01 | 2003-10-06 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2003-10-06 | |
| Rep | 期货合约交易 | 2003-04-01 | 2021-04-08 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-09-29 |
| Rep | 提供资产管理 | 2003-04-01 | 2003-09-29 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2003-09-29 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-10-06 | |
| Rep | 证券交易 | 2003-04-01 | 2021-04-08 |
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