Personnel Hong Kong SFC License Details (ID 82326)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
KGI ASIA LIMITED	Rep	证券交易	2018-05-02	2022-01-31
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2018-05-02	2022-01-31
BOA INTERNATIONAL SECURITIES LIMITED	Rep	期货合约交易	2017-05-10	2018-04-18
	Rep	证券交易	2017-05-10	2018-04-18
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2015-02-05	2017-03-31
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	证券交易	2015-02-05	2017-03-31
UOB KAY HIAN (HONG KONG) LIMITED	Rep	证券交易	2014-05-09	2014-11-28
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2014-05-09	2014-11-28
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	杠杆式外汇交易	2004-04-23	2007-06-07
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2003-07-23	2013-08-17
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	证券交易	2003-07-23	2013-08-17
CES Commodities (HK) Limited	Rep	就期货合约提供意见	-	2003-05-28
	Rep	提供资产管理	-	2003-05-28
	Rep	期货合约交易	-	2003-05-28
CES Forex (HK) Limited	Rep	杠杆式外汇交易	-	2003-05-28
Everbright Securities Investment Services (HK) Limited	Rep	就机构融资提供意见	-	2003-05-28
	Rep	就证券提供意见	-	2003-05-28
	Rep	提供资产管理	-	2003-05-28
	Rep	提供自动化交易服务	-	2003-05-28
	Rep	证券交易	-	2003-05-28

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