| EAST ASIA SECURITIES COMPANY LIMITED | RO | 就证券提供意见 | 2023-11-03 | - |
| EAST ASIA FUTURES LIMITED | RO | 期货合约交易 | 2022-11-23 | - |
| EAST ASIA SECURITIES COMPANY LIMITED | RO | 证券交易 | 2022-11-23 | - |
| HAITONG INTERNATIONAL FUTURES LIMITED | RO | 就期货合约提供意见 | 2018-03-07 | 2021-12-10 |
| RO | 期货合约交易 | 2017-01-24 | 2021-12-10 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | 证券交易 | 2017-01-24 | 2021-12-10 |
| iBest Securities Company Limited | RO | 证券交易 | 2017-01-24 | 2018-10-24 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2004-01-29 | 2019-10-18 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 就期货合约提供意见 | 2003-04-01 | 2003-10-06 |
| Rep | 提供资产管理 | 2003-04-01 | 2003-10-06 |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2003-10-06 |
| Rep | 期货合约交易 | 2003-04-01 | 2017-01-24 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-09-29 |
| Rep | 提供资产管理 | 2003-04-01 | 2003-09-29 |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2003-09-29 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-10-06 |
| Rep | 证券交易 | 2003-04-01 | 2017-01-24 |