| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | 证券交易 | 2021-12-20 | 2022-11-02 |
| Rep | 证券交易 | 2021-04-19 | 2021-12-20 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2004-01-29 | 2019-12-24 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 就期货合约提供意见 | - | 2003-10-06 |
| Rep | 提供资产管理 | - | 2003-10-06 | |
| Rep | 提供自动化交易服务 | - | 2003-10-06 | |
| Rep | 期货合约交易 | - | 2020-12-16 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就机构融资提供意见 | - | 2003-09-29 |
| Rep | 提供资产管理 | - | 2003-09-29 | |
| Rep | 提供自动化交易服务 | - | 2003-09-29 | |
| Rep | 就证券提供意见 | - | 2003-10-06 | |
| Rep | 证券交易 | - | 2020-12-16 |