Personnel Hong Kong SFC License Details (ID 82334)

Personnel Hong Kong SFC License Details (ID 82334)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	杠杆式外汇交易	2010-11-19	2012-06-22
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2010-09-30	2012-06-22
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	证券交易	2010-09-30	2012-06-22
ZHONG ZHENG INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2010-03-24	2010-08-02
Mason Securities Limited	Rep	证券交易	2010-03-09	2010-08-02
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	证券交易	2006-06-28	2010-03-07
	Rep	杠杆式外汇交易	2006-06-28	2010-03-07
HONG KONG FOREX INVESTMENT LIMITED	Rep	杠杆式外汇交易	-	2004-01-02
TSE'S SECURITIES LIMITED	Rep	就机构融资提供意见	-	2004-01-02
	Rep	就证券提供意见	-	2004-01-02
	Rep	提供资产管理	-	2004-01-02
	Rep	证券交易	-	2004-01-02