| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Panda Securities Company Limited | RO | 提供资产管理 | 2024-08-23 | - |
| RO | 期货合约交易 | 2024-08-23 | - | |
| RO | 证券交易 | 2023-06-21 | - | |
| Rep | 证券交易 | 2023-06-12 | 2023-06-21 | |
| Finloop Finance Limited | RO | 证券交易 | 2021-07-30 | 2023-02-12 |
| Rep | 证券交易 | 2021-07-15 | 2021-07-30 | |
| Rep | 就证券提供意见 | 2021-07-15 | 2023-02-12 | |
| Rep | 提供资产管理 | 2021-07-15 | 2023-02-12 | |
| GAC GLOBAL ECOMMERCE SERVICES LIMITED | Rep | 就证券提供意见 | 2019-10-15 | 2020-01-21 |
| Rep | 提供资产管理 | 2019-10-15 | 2020-01-21 | |
| RO | 证券交易 | 2019-10-15 | 2020-01-21 | |
| Yunfeng Financial Markets Limited | RO | 证券交易 | 2016-10-03 | 2018-09-30 |
| Yunfeng Securities Limited | RO | 证券交易 | 2016-10-03 | 2018-09-30 |
| Yunfeng Financial Markets Limited | Rep | 证券交易 | 2016-08-10 | 2016-10-03 |
| Yunfeng Securities Limited | Rep | 证券交易 | 2016-08-10 | 2016-10-03 |
| BLUESTONE SECURITIES (HK) CO., LIMITED | RO | 证券交易 | 2015-10-12 | 2016-06-30 |
| Forwin Securities Group Limited | RO | 证券交易 | 2015-05-19 | 2015-08-25 |
| Forwin Capital Management Limited | Rep | 就证券提供意见 | 2014-11-05 | 2015-08-25 |
| Rep | 提供资产管理 | 2014-11-05 | 2015-08-25 | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2010-04-13 | 2014-09-09 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2010-04-13 | 2014-09-09 |
| HAI TONG SECURITIES (HK) BROKERAGE LIMITED | Rep | 期货合约交易 | 2009-12-14 | 2011-05-03 |
| Rep | 证券交易 | 2009-12-14 | 2011-05-03 | |
| WING FUNG SECURITIES LIMITED | Rep | 证券交易 | 2009-11-12 | 2009-12-10 |
| WING FUNG FINTECH LIMITED | Rep | 杠杆式外汇交易 | 2009-01-23 | 2009-12-10 |
| WING FUNG FUTURES LIMITED | Rep | 期货合约交易 | 2009-01-23 | 2009-12-10 |
已采集记录中暂无金管局登记。