Personnel Hong Kong SFC License Details (ID 82349)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Beevest Fortune Asset Management Limited	RO	就证券提供意见	2024-03-20	2026-04-16
	RO	提供资产管理	2024-03-20	2026-04-16
Beevest Securities Limited	RO	就证券提供意见	2024-03-20	2026-04-16
	RO	期货合约交易	2024-03-20	2026-04-16
	RO	证券交易	2024-03-20	2026-04-16
FRONTIER CAPITAL MANAGEMENT LIMITED (HK)	RO	就证券提供意见	2022-05-31	2023-05-09
	RO	提供资产管理	2022-05-31	2023-05-09
	RO	证券交易	2022-05-31	2023-05-09
	Rep	就证券提供意见	2022-04-20	2022-05-31
	Rep	提供资产管理	2022-04-20	2022-05-31
	Rep	证券交易	2022-04-20	2022-05-31
MASON INVESTMENT MANAGEMENT LIMITED	Rep	就证券提供意见	2021-05-25	2021-07-09
	Rep	提供资产管理	2021-05-25	2021-07-09
	Rep	证券交易	2021-05-25	2021-07-09
Mason Securities Limited	Rep	就证券提供意见	2021-05-25	2021-07-09
	Rep	提供资产管理	2021-05-25	2021-07-09
	Rep	证券交易	2021-05-25	2021-07-09
ZHONG ZHENG INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2021-05-25	2021-07-09
SUN GROWTH SECURITIES LIMITED	RO	提供资产管理	2020-02-28	2021-02-28
Sun Growth Asset Management Limited	RO	就证券提供意见	2019-10-09	2020-04-23
	RO	提供资产管理	2019-10-09	2020-04-23
SUN GROWTH SECURITIES LIMITED	RO	就证券提供意见	2019-10-09	2021-02-28
Sun Growth Futures Limited	RO	期货合约交易	2018-07-25	2019-04-16
SUN GROWTH SECURITIES LIMITED	RO	证券交易	2017-10-11	2021-02-28
	Rep	证券交易	2017-09-08	2017-10-11
Mason Securities Limited	RO	证券交易	2016-01-18	2017-07-28
ZHONG ZHENG INTERNATIONAL FUTURES LIMITED	RO	期货合约交易	2015-11-05	2017-07-28
Mason Securities Limited	Rep	证券交易	2013-04-18	2016-01-18
ZHONG ZHENG INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2013-04-18	2015-11-05
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2006-01-24	2013-04-06
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	杠杆式外汇交易	2005-10-31	2013-04-06
	Rep	证券交易	2005-09-23	2013-04-06
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	证券交易	2004-03-15	2005-09-21

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