| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMB INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2021-04-20 | - |
| CMB International Securities Limited | Rep | 证券交易 | 2021-04-20 | - |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2011-06-14 | 2021-03-15 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2011-06-14 | 2021-03-15 |
| HAI TONG SECURITIES (HK) BROKERAGE LIMITED | Rep | 期货合约交易 | 2009-12-16 | 2010-06-21 |
| Rep | 证券交易 | 2009-12-16 | 2010-06-21 |