| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-12-15 | - |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2017-12-15 | - |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 期货合约交易 | 2017-06-15 | 2017-12-12 |
| Rep | 证券交易 | 2017-06-15 | 2017-12-12 | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2009-12-17 | 2017-03-12 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2007-12-18 | 2017-03-12 |