| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| iBest Consultants Limited | Rep | 就证券提供意见 | 2010-06-03 | 2011-03-22 |
| Rep | 提供资产管理 | 2010-06-03 | 2011-03-22 | |
| Rep | 证券交易 | 2010-06-03 | 2011-03-22 | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2008-11-17 | 2012-01-18 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2008-11-17 | 2012-01-18 |
| Rep | 杠杆式外汇交易 | 2005-09-20 | 2012-01-18 | |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 杠杆式外汇交易 | 2004-05-12 | 2005-01-06 |