Yip, Yuk Lam 葉旭林 Hong Kong SFC License Details (ID 82387)

Yip, Yuk Lam 葉旭林 Hong Kong SFC License Details (ID 82387)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
SINOPAC SECURITIES (ASIA) LIMITED	Rep	就证券提供意见	2017-02-13	2021-12-06
	Rep	提供资产管理	2017-02-13	2023-03-15
	Rep	期货合约交易	2017-02-13	2023-03-15
	Rep	证券交易	2017-02-13	2023-03-15
	Rep	期货合约交易	2013-05-21	2017-02-12
	Rep	提供资产管理	2012-05-17	2017-02-12
SINOPAC FUTURES (ASIA) LIMITED	Rep	期货合约交易	2012-03-15	2014-03-31
SINOPAC SECURITIES (ASIA) LIMITED	Rep	就证券提供意见	2012-03-15	2017-02-12
	Rep	证券交易	2012-03-15	2017-02-12
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	就证券提供意见	2009-11-23	2012-02-17
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2009-11-12	2012-02-17
HAITONG INTERNATIONAL RESEARCH LIMITED	Rep	就证券提供意见	2009-11-12	2009-11-17
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	证券交易	2009-11-12	2012-02-17
	Rep	杠杆式外汇交易	2009-11-12	2012-02-17
PHILLIP COMMODITIES (HK) LIMITED	Rep	杠杆式外汇交易	2009-03-10	2009-09-01
	Rep	期货合约交易	2008-10-16	2009-09-01
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	就证券提供意见	2008-10-16	2009-09-01
	Rep	证券交易	2008-08-26	2009-09-01