| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GEO Securities Limited | RO | 就证券提供意见 | 2025-09-03 | - |
| RO | 提供资产管理 | 2025-09-03 | - | |
| RO | 证券交易 | 2025-09-03 | - | |
| Prior Asset Management Limited | RO | 就证券提供意见 | 2022-12-13 | 2024-10-31 |
| RO | 提供资产管理 | 2022-12-13 | 2024-10-31 | |
| Prior Securities Limited | RO | 证券交易 | 2022-09-19 | 2024-10-31 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2021-10-19 | 2022-03-20 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2021-10-19 | 2022-03-20 |
| CMB INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2021-03-15 | 2021-05-14 |
| CMB International Securities Limited | Rep | 证券交易 | 2021-03-15 | 2021-05-14 |
| iBest Investment Services Limited | Rep | 杠杆式外汇交易 | 2017-07-18 | 2019-01-25 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2011-04-26 | 2019-12-12 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2010-05-13 | 2021-02-08 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2010-05-13 | 2021-02-08 |
已采集记录中暂无金管局登记。