| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2008-10-15 | 2012-07-18 |
| Rep | 证券交易 | 2007-08-20 | 2012-07-18 | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2006-08-04 | 2012-07-18 |
| FUJI HONG KONG COMMODITIES COMPANY LIMITED | Rep | 期货合约交易 | 2005-05-30 | 2006-07-17 |