| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL RESEARCH LIMITED | RO | 就证券提供意见 | 2011-08-08 | 2015-05-12 |
| CITIC Securities Brokerage (HK) Limited | RO | 就证券提供意见 | 2009-01-05 | 2011-06-16 |
| Rep | 就证券提供意见 | 2008-11-24 | 2009-01-05 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2006-04-24 | 2007-05-23 |