| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2020-09-24 | 2024-08-02 |
| Rep | 证券交易 | 2020-09-24 | 2024-08-02 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 提供自动化交易服务 | 2020-09-24 | 2024-08-02 |
| Rep | 期货合约交易 | 2020-09-24 | 2024-08-02 | |
| Rep | 证券交易 | 2020-09-24 | 2024-08-02 | |
| CGS International Securities Hong Kong Limited | Rep | 就证券提供意见 | 2013-06-07 | 2015-02-26 |
| HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | 就证券提供意见 | 2010-07-20 | 2013-05-22 |