| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2015-08-25 | 2021-10-08 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2015-08-25 | 2021-10-08 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2015-08-25 | 2021-10-08 |
| HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2015-08-25 | 2021-10-08 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2013-06-21 | 2015-07-25 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2013-06-21 | 2015-07-25 |
| Rep | 杠杆式外汇交易 | 2011-05-20 | 2015-07-25 |