| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Mirae Asset Securities (HK) Limited | Rep | 就证券提供意见 | 2026-06-24 | - |
| RO | 期货合约交易 | 2026-06-24 | - | |
| RO | 证券交易 | 2026-06-24 | - | |
| Rep | 期货合约交易 | 2026-03-09 | 2026-06-24 | |
| Rep | 证券交易 | 2026-03-09 | 2026-06-24 | |
| uSmart Securities Limited | RO | 就期货合约提供意见 | 2026-01-06 | 2026-02-28 |
| RO | 期货合约交易 | 2026-01-06 | 2026-02-28 | |
| RO | 证券交易 | 2025-01-03 | 2026-02-28 | |
| Rep | 证券交易 | 2024-11-20 | 2025-01-03 | |
| ORIENT SECURITIES (HONG KONG) LIMITED | RO | 证券交易 | 2018-09-06 | 2024-02-21 |
| ORIENT FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2018-02-23 | 2024-02-21 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2018-02-23 | 2018-09-06 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2007-10-25 | 2013-01-02 |
| HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | 就证券提供意见 | 2004-10-05 | 2005-05-01 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2004-06-01 | 2005-05-01 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2004-06-01 | 2005-05-01 |
已采集记录中暂无金管局登记。