| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2010-09-13 | 2012-01-10 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 就证券提供意见 | 2009-09-28 | 2010-03-28 |
| Rep | 证券交易 | 2009-09-28 | 2010-03-28 | |
| Emperor Wealth Management Limited | Rep | 就证券提供意见 | 2009-09-28 | 2010-03-28 |
| Rep | 证券交易 | 2009-09-28 | 2010-03-28 |