Mok, Philip Wan Yu 莫韻餘
证监会中央编号:AAK403
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HEXA ASSET MANAGEMENT LIMITED | RO | 就证券提供意见 | 2015-06-02 | 2023-09-30 |
| RO | 提供资产管理 | 2015-06-02 | 2023-09-30 | |
| HSBC Global Asset Management (Hong Kong) Limited | RO | 就期货合约提供意见 | 2012-03-08 | 2015-02-28 |
| Halbis Capital Management (Hong Kong) Limited | RO | 就期货合约提供意见 | 2011-06-02 | 2011-12-31 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | RO | 就期货合约提供意见 | 2011-06-02 | 2015-02-28 |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | RO | 就期货合约提供意见 | 2011-06-02 | 2015-02-28 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | 就证券提供意见 | 2010-10-28 | 2015-02-28 |
| RO | 提供资产管理 | 2010-10-28 | 2015-02-28 | |
| Rep | 就期货合约提供意见 | 2010-06-28 | 2012-03-08 | |
| RO | 证券交易 | 2010-06-28 | 2015-02-28 | |
| Halbis Capital Management (Hong Kong) Limited | RO | 提供资产管理 | 2007-03-09 | 2011-12-31 |
| Rep | 就期货合约提供意见 | 2006-01-23 | 2011-06-02 | |
| RO | 就证券提供意见 | 2006-01-23 | 2011-12-31 | |
| RO | 证券交易 | 2006-01-23 | 2011-12-31 | |
| Rep | 就证券提供意见 | 2005-07-15 | 2006-01-23 | |
| Rep | 提供资产管理 | 2005-07-15 | 2007-03-09 | |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就证券提供意见 | 2003-05-06 | 2010-10-28 |
| Rep | 提供资产管理 | 2003-05-06 | 2010-10-28 |