| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| China Renaissance Securities (Hong Kong) Limited | RO | 就机构融资提供意见 | 2012-10-24 | 2014-06-30 |
| RO | 就证券提供意见 | 2012-10-24 | 2014-06-30 | |
| RO | 证券交易 | 2012-10-24 | 2014-06-30 | |
| Xeram and Company (Asia) Limited | RO | 就机构融资提供意见 | 2009-03-09 | 2010-12-20 |
| RO | 就证券提供意见 | 2009-03-09 | 2012-04-30 | |
| Rep | 就机构融资提供意见 | 2008-04-09 | 2009-03-09 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2004-06-24 | 2008-04-01 |