| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 期货合约交易 | 2010-09-27 | - |
| Halbis Capital Management (Hong Kong) Limited | Rep | 期货合约交易 | 2008-05-05 | 2011-12-31 |
| Rep | 就证券提供意见 | 2007-06-18 | 2011-12-31 | |
| Rep | 提供资产管理 | 2007-06-18 | 2011-12-31 | |
| Rep | 证券交易 | 2007-06-18 | 2011-12-31 | |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就证券提供意见 | 2007-06-18 | - |
| Rep | 提供资产管理 | 2007-06-18 | - | |
| Rep | 证券交易 | 2007-06-18 | - | |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | 证券交易 | 2007-06-18 | - |
| OnePlatform Asset Management Limited | Rep | 就证券提供意见 | 2005-07-15 | 2005-09-12 |