| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HAMON ASIAN ADVISORS LIMITED | Rep | 就证券提供意见 | 2011-04-06 | 2012-03-05 |
| Rep | 提供资产管理 | 2011-04-06 | 2012-03-05 | |
| HAMON ASSET MANAGEMENT LIMITED | Rep | 就期货合约提供意见 | 2011-04-06 | 2012-03-05 |
| Rep | 就证券提供意见 | 2011-04-06 | 2012-03-05 | |
| Rep | 提供资产管理 | 2011-04-06 | 2012-03-05 | |
| PFP Capital Limited | Rep | 就期货合约提供意见 | 2011-04-06 | 2012-03-05 |
| Rep | 就证券提供意见 | 2011-04-06 | 2012-03-05 | |
| Rep | 提供资产管理 | 2011-04-06 | 2012-03-05 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2008-05-26 | 2010-02-13 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2008-05-26 | 2010-02-13 |