| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HANG SENG FUTURES LIMITED | Rep | 就期货合约提供意见 | 2007-06-13 | 2015-10-13 |
| Rep | 期货合约交易 | 2007-06-13 | 2015-10-13 | |
| HANG SENG SECURITIES LIMITED | RO | 证券交易 | 2006-02-02 | 2015-10-13 |
| HANG SENG INVESTMENT MANAGEMENT LIMITED | RO | 就证券提供意见 | 2004-02-02 | 2015-10-13 |
| RO | 证券交易 | 2004-02-02 | 2015-10-13 | |
| Rep | 就机构融资提供意见 | - | 2003-12-23 | |
| Rep | 提供资产管理 | - | 2003-12-23 | |
| Rep | 就证券提供意见 | - | 2004-02-02 | |
| Rep | 证券交易 | - | 2004-02-02 |